Securities and Exchange Commission: Regulation of Exchanges and Alternative Trading Systems
Description:
Other written product issued by the General Accounting Office with an abstract that begins "Pursuant to a legislative requirement, GAO reviewed the Securities and Exchange Commission's (SEC) new rule on the regulation of exchanges and alternative trading systems (ATS). GAO noted that: (1) the rule would allow ATS to choose whether to register as national securities exchanges, or to register as broker-dealers, depending on their activities and trading volume; (2) in addition, Regulation ATS will…
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Date:
January 6, 1999
Creator:
United States. General Accounting Office.
Item Type:
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Partner:
UNT Libraries Government Documents Department